Archive for September, 2011
SEC Gives VC and Smaller Private Fund Managers Limited Relief from Investment Adviser Registration

SEC Gives VC and Smaller Private Fund Managers Limited Relief from Investment Adviser Registration

Posted 17 September 2011 | By Chris McDemus | Categories: Legislation, VC Funds | 1 Comment

[Guest Post] By Keith S. Marlowe, Esq.
Background
Investment managers of private funds (”Private Fund Managers”) such as venture capital, private equity, real estate and hedge funds (i.e., funds not registered under the Investment Company Act of 1940, as amended (the “Act”)) have been greatly concerned about the regulations in the Dodd-Frank Act requiring such managers to [...]

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